Funds Compliance
Funds Compliance
Section titled “Funds Compliance”Shariah compliance monitoring, investment mandate adherence, and regulatory reporting for Islamic funds.
Overview
Section titled “Overview”The Funds Compliance rail manages regulatory and Shariah compliance:
- Shariah screening — Pre-trade and post-trade Shariah compliance checks
- Investment mandate monitoring — Ensure fund investments stay within mandate parameters
- Concentration limits — Monitor sector, issuer, and geography concentration
- Regulatory reporting — Generate reports for securities regulators (SC Malaysia, CMA, DFSA)
- Breach management — Detect, report, and remediate compliance breaches
Key Concepts
Section titled “Key Concepts”| Concept | Description |
|---|---|
| Shariah Screening | Quantitative and qualitative filters for investment eligibility |
| Investment Mandate | Fund’s permitted investment universe and constraints |
| Passive Breach | Breach caused by market movement (not active trading) |
| Active Breach | Breach caused by fund manager’s trading decisions |
| Purification | Process of cleansing non-compliant income |
Endpoints
Section titled “Endpoints”Refer to the API Explorer for interactive endpoint documentation.
Authentication
Section titled “Authentication”All endpoints require authentication via Bearer token or API key.
Rate Limiting
Section titled “Rate Limiting”Standard rate limits apply. See Rate Limiting for details.